Tag Archive for: AML

M26113 – Audit Evidence under ISA 501 (Online)

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Registration Time: 09:15
Sessions Time: 09:30 – 11:30  no break
Speakers: Ms Janis Hyzler & Mr Alan Borg Olivier
Venue:   Online Webinar

Participation Fees

MIA Members: €25.00
Non-MIA Members: €50.00
Retired Members: €15.00
Students: €20.00

*Group bookings for 3 or more participants available.

Background Information

ISA 500 Audit Evidence is a fundamental auditing standard that underpins the auditor’s ability to form a sound and defensible audit opinion. This session will provide participants with a practical understanding of the requirements of ISA 500, focusing on the concepts of sufficient and appropriate audit evidence, the assessment of relevance and reliability, and the application of key audit procedures used to obtain evidence. Through practical examples and real-world considerations, attendees will gain insights into exercising professional judgment when evaluating audit evidence and addressing challenges encountered in modern audit engagements. The session is designed for auditors seeking to strengthen their understanding of audit evidence and enhance audit quality in line with International Standards on Auditing.

Specific Topics to be covered during the session

• Objective and scope of ISA 500
• Understanding the concepts of sufficiency and appropriateness of audit evidence
• Sources of audit evidence: internal vs external evidence
• Audit procedures for obtaining evidence
• Common challenges and practical considerations in obtaining audit evidence in modern audit        engagements
• Documentation considerations

Why is the session of relevance to our members?

ISA 500 lies at the heart of every audit engagement, establishing the principles that auditors must apply when determining whether sufficient appropriate audit evidence has been obtained. This session is particularly relevant for audit professionals seeking to enhance audit quality, strengthen professional judgement, and respond effectively to evolving regulatory and stakeholder expectations. By exploring the practical application of ISA 500, participants will gain valuable insights into assessing the relevance and reliability of evidence, selecting appropriate audit procedures, and addressing challenges that arise. The session will equip members with practical knowledge that can be immediately applied to improve the effectiveness and quality of their audit engagements.

Target Audience

This session is mainly intended for sole practitioners providing audit services and to audit firms, in particular audit engagements partners and directors, audit managers and other audit team members, quality assurance consultants and sub-contractors.

Speakers’ Profiles

Janis Hyzler joined Zampa Partners in December 2018 and is an Audit Director within the Audit & Assurance team, overseeing a portfolio of clients from various industries.
A qualified accountant and auditor, Janis graduated from the University of Malta in 2010 with a Bachelor of Accountancy (Honours) Degree. She brings over 14 years of experience in the financial services sector, having kicked off her career at a Big Four audit firm. Her professional journey includes international assignments in the U.S.A and Australia, which enabled Janis to expand her knowledge base within the financial services sector.
In addition to her audit background, Janis held an accounting role within a corporate service provider, where she managed the financial reporting for clients spanning multiple industries

Alan Borg Olivier joined Zampa Partners in May 2025 as an Audit Leader in the Audit & Assurance team. He holds an ACCA qualification and is a member of both the Association of Chartered Certified Accountants (ACCA) and the Malta Institute of Accountants (MIA). He is also a certified public accountant and registered auditor.

Event CPE Competencies

2  Core

WEBINARS TERMS AND CONDITIONS

Terms and conditions  apply

DISCLAIMER

By Registering and/or Booking for this event, you agree that MIA will collect your information which will be using it in accordance with its Privacy Notice available at the following link.
Please note that all webinars are recorded by the MIA. Such recordings will be retained by the MIA for internal use.

M26111 – Financial Fraud Schemes and Red Flags (Online)

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A session supported by The Malta Bankers Association and the Malta Police Force 

Registration Time: 09:00
Sessions Time: 09:15- 12:30 including a 15-minute break
Speakers: Inspector Claire Borg – Malta Police Force
Mr Ryan Caruana – Malta Bankers Association
Dr Rakele Cini – MIA AML Group
Mr Scott Lee Holloway – APS Bank
Venue: Online Webinar

Participation Fees 

MIA Members: €40.00
Non-MIA Members: €75.00
Retired Members: €20.00
Students: €30.00

*Group bookings for 3 or more participants available.

Background Information

Financial crime continues to evolve at a rapid pace, presenting new challenges for businesses and practitioners alike. This session will explore current fraud schemes, emerging financial crime trends, and key red flags that professionals should be aware of from both a banking and anti-money laundering perspective. Participants will gain practical insights into common fraud typologies, warning signs, and measures that can help identify and mitigate risks in their day-to-day work.

Target Audience

This session is particularly relevant for accountants, auditors, compliance professionals, MLROs, risk practitioners, CSPs, financial services professionals, banking personnel, and anyone involved in financial crime prevention, anti-money laundering, governance, or risk management functions. It will also be beneficial for professionals seeking to enhance their understanding of emerging fraud risks and regulatory expectations.

Event CPE Competencies

3  Core

WEBINARS TERMS AND CONDITIONS

Terms and conditions  apply

DISCLAIMER

By registering and/or booking for this event, you agree that MIA will collect your information and use it in accordance with its Privacy Notice available at the following link. Booking and personal data collected may also be shared with MCCCA for the purpose of administering the event
Please note that all webinars are recorded by the MIA. Such recordings will be retained by the MIA for internal use.

M26112 – Trade-Based Money Laundering (TBML) (Online)

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A session supported by the FIAU

Registration Time:09:15
Sessions Time: 09:30- 11:30  No Break
Speakers: Mr Alan Craig & MS Kimberley Vella Pace
Venue:   Online Webinar

Participation Fees 

MIA Members: €28.00
Non-MIA Members: €50.00
Retired Members: €15.00
Students: €20.00

*Group bookings for 3 or more participants available.

Background Information

The webinar will focus on Trade-Based Money Laundering (TBML), providing participants with an overview of how illicit funds can be moved through international trade transactions. The session will explore common TBML methods and typologies, highlighting how criminals manipulate trade documentation, pricing, quantities, and shipping arrangements to disguise the movement of value. It will also highlight red flags to be identified by subject persons while presenting case studies on the topic.

Specific topics to be covered during the session

• What is TBML
• The importance of tackling TBML
• What patterns & methodologies are identified?
• TBML Red Flags
• Case Studies

Why is the session of relevance to our members?

Given the growing prevalence of Trade-Based Money Laundering (TBML), it is important for all stakeholders within the industry to enhance their awareness and understanding of this risk. Strengthening knowledge of TBML typologies, associated red flags, and emerging methods can support more effective identification, detection, and mitigation of potential illicit activities

Target Audience

Accountants, Auditors, Tax Advisors, CSP

Speakers’ Profiles

Kimberley Vella Pace is a warranted accountant with a background in the accounting industry who progressed to the FIAU’s Intelligence Analysis Section as a senior analyst to pursue a strong interest in combating money laundering. She currently forms part of the Operational Team and her analytical capability coupled with her financial expertise aids in identifying and assessing suspicious financial activities in support of financial crime prevention.

Alan Craig is the deputy chairperson of the MIA’s Anti-Money Laundering Committee. He heads the Business Advisory team within Mazars in Malta and is responsible for a specialised and multi-tasked team of professionals with skills in financial crime compliance, forensics and investigations, cybersecurity, risk and control. He has worked closely with both the local competent authorities and business community in the field of financial crime compliance and investigations and is a Court appointed expert in financial crime. Alan is a visiting lecturer at the University of Malta and a certified public accountant.

Event CPE Competencies

2 Core

WEBINARS TERMS AND CONDITIONS

Terms and conditions  apply

DISCLAIMER

By Registering and/or Booking for this event, you agree that MIA will collect your information which will be using it in accordance with its Privacy Notice available at the following link.
Please note that all webinars are recorded by the MIA. Such recordings will be retained by the MIA for internal use.

M26109 – Identifying Suspicious Transactions (including trend and pattern analysis) and Reporting Requirements (Online)

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Registration Time: 09:00
Sessions Time: 09:15 – 12:30  including a 15-minute break
Speaker: Dr Rakele Cini
Venue:   Online Webinar

Participation Fees

MIA Members: €40.00
Non-MIA Members: €75.00
Retired Members: €20.00
Students: €30.00

*Group bookings for 3 or more participants available.

Background Information

Subject persons play a key role in identifying and assessing suspicious activities and transactions as part of their ongoing AML/CFT obligations. It is therefore essential that employees understand when reporting obligations arise and the appropriate steps to take in such situations.

Specific Topics to be covered during the session

• The distinction between ongoing monitoring and transaction monitoring;
• Common red flags, risk indicators, and money laundering/terrorist financing typologies;
• The reporting obligations applicable to subject persons, including when and how concerns should be escalated.

Why is the session of relevance to our members?

The session is designed to enhance participants’ understanding of their responsibilities and equip them with the knowledge required to identify, assess, and report potential suspicious activity in line with regulatory expectations

Target Audience

This session is intended for MLROs, Compliance and Risk professionals, accountants, auditors, company service providers, directors, and all individuals involved in AML/CFT compliance, transaction monitoring, customer due diligence, and suspicious transaction reporting.

Speaker’s Profile

Dr Rakele Cini is a legal consultant with many years of experience in AML/CFT, regulatory and compliance advisory. She primarily advises local & international firms / practitioners operating within the regulated industries on matters relating to the prevention of money laundering & funding of terrorism, due diligence, risk management, good governance, and other compliance areas. Dr Cini is an active member of the MIA AML Committee.

Event CPE Competencies

3  Core

WEBINARS TERMS AND CONDITIONS

Terms and conditions  apply

DISCLAIMER

By Registering and/or Booking for this event, you agree that MIA will collect your information which will be using it in accordance with its Privacy Notice available at the following link.
Please note that all webinars are recorded by the MIA. Such recordings will be retained by the MIA for internal use.