Registration Time: 13:15
Sessions Time: 13:30 - 15:30  including a 15-minute break
Speaker: Dr Elizabeth Sammut Borg 
Venue:   Online Webinar

Participation Fees 
MIA Members: €28

.00Non-MIA Members: €50.00

Retired Members: €15.00

Students: €20.00

*Group bookings for 3 or more participants available.

BACKGROUND INFORMATION

Effective compliance monitoring is critical for financial institutions to identify, manage, and mitigate regulatory risks. This session will guide participants through the design and implementation of a robust compliance monitoring programme, helping organisations ensure adherence to regulations and internal policies. Participants will gain practical insights into risk-based approaches, monitoring methodologies, and cmp reporting.

SPECIFIC TOPICS TO BE COVERED DURING THE SESSION

• Key components of an effective compliance monitoring programme
• Designing monitoring plans based on risk assessment
• Monitoring techniques and tools for various compliance functions
• Reporting findings and escalating issues effectively
• Continuous improvement and auditing of the monitoring programme

Why is the session of relevance to our members?

This session provides a structured approach to designing and implementing a compliance monitoring programme. Participants will gain a practical understanding of how to identify compliance risks, establish effective monitoring activities, and report findings. The content is relevant to both new and experienced compliance professionals seeking to strengthen their organisation’s regulatory oversight.

Target Audience

• Compliance officers and managers
• Compliance specialists
• Legal and regulatory professionals
• Professionals involved in governance, risk, and compliance (GRC) functions

Speaker's Profile

Dr. Elizabeth Sammut Borg, a seasoned lawyer and compliance specialist, currently holds the
position of Money Laundering Reporting Officer (MLRO) and Compliance Officer for
Investment Firms, CSP and Retirement Pension Scheme companies. Previously, Elizabeth
headed the the compliance and legal division as Director of Legal and Compliance at Dixcart
Management Malta Limited, serving also as MLRO and Compliance Officer on companies
licenced to offer CSP and trustee services.
As a dedicated compliance specialist, Elizabeth focuses on navigating the intricate landscape
of anti-money laundering and counter-financing of terrorism regulations as well as specialising
in regulatory compliance for CSPs and trustees. Her extensive experience extends to serving
as MLRO for CSPs, Trustees, and Fiduciaries, as well as retirement pension schemes
companies. Beyond her role, Elizabeth provides AML training and guidance contributing to
the development and enhancement of compliance standards within the industry.
Dr Borg graduated as a lawyer in 2010, subsequently reading Master’s Degree in International
Criminal Law, with the United Nations Interregional Crime Institute in Turin. Before joining
Dixcart, Elizabeth served as an employment law prosecutor and also worked at the Court of
the European Union in Luxembourg, as a legal jurist in the research and documentation
department

EVeNT CPE COMPETENCies

2 Core

WEBINARS TERMS AND CONDITIONS

Terms and conditions  apply

DISCLAIMER

By Registering and/or Booking for this event, you agree that MIA will collect your information which will be using it in accordance with its Privacy Notice available at the following link.

Please note that all webinars are recorded by the MIA. Such recordings will be retained by the MIA for internal use.