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CPE Event Details
The fourth AML Directive and the risk based approach (M1716)

 



Registration Time: 09.00

Session Time: 09.15 - 12.30 including a 15-minute coffee break 

Speaker: Ariane Azzopardi
 
Venue: Lower Ground, Tower Training Centre, Swatar


 

BACKGROUND INFORMATION

The Fourth AML Directive includes a number of revision, however the topic of risk assessment plays a prominent role in the said legislation. The word "risk" appears 149 times in the fourth Directive as a heavy emphasis is placed in applying a Risk Based Approach.
 
OBJECTIVES
  • Discuss methods to identify risks related to PMLFT 
  • To assist obliged entities apply the RBA

TOPICS ON AGENDA
  • Understanding the subject person's risk appetite
  • Using a Risk Based Approach in Customer Due Diligence and Ongoing Monitoring
  • The updates Implementing Procedures and how these can assist when applying a Risk Based Approach
  • The use of technology in the AML framework
TARGET AUDIENCE

MLROs and professionals working in the Compliance function
 
SPEAKER'S PROFILE

Ariane Azzopardi is a Senior Manager with Alter Domus Malta, where she heads the Compliance Department and is also the Money Laundering Reporting Officer.  Ariane has over ten years’ experience in this field, and handles compliance and risk management queries as part of her day to day duties.  Ariane’s work requires close ongoing technical interaction on compliance and related matters with the head office of the group. Prior to joining the CSP and Fund Administrator, Ariane used to head the Practice Protection Group of one of the big four audit firms and was also the Deputy Director of Independence.  Ariane is a member of the PMLFT sub-committee at the Malta Institute of Accountants. 

 

PARTICIPATION FEES
 
MIA Members: €32.50
Non-MIA Members: €65.00
Retired Members: €10.00
Students: €16.25

BOOKING
Individual bookings are to be placed and paid online (below). 
Group bookings and Retired MIA Members are requested to fill in the registration form and send it by post along with payment. 
 
TERMS AND CONDITIONS APPLY

 

Start Date: 26/09/2017

 

End Date: 26/09/2017

 

Service Provider: The Malta Institute of Accountants

 

Competences
Type Hours
Core 3.00

 

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